Consultation on revising our Enforcement Procedure and Financial Penalties Policy
We are today publishing a consultation on revisions to our Enforcement Procedure and Financial Penalties Policy.
The consultation paper has three annexes:
The purpose of the Enforcement Procedure is to let people know what to expect if they find themselves being investigated or having enforcement action taken against them. The Financial Penalties Policy is required by statute and covers both whether to impose a financial penalty and a process for determining the amount of the penalty.