Our Compliance Monitoring and Reporting Framework, first published on 10 September 2024, was designed to provide a consistent, proportionate, and effective approach to monitoring compliance across all licence types.
The framework has two main pillars:
Routine monitoring of licence compliance; and an
Annual assurance process.
As part of the ongoing/routine monitoring of licence compliance, licensees are required to self-report potential compliance issues. To assist with this, we have published updated compliance pro forma templates in both Word and Excel formats.
Additionally, and as the 2025 reporting year draws to a close, we are also providing updated guidance to help licensees complete their annual Statement of Licence Compliance (SoLC). Further details will be shared directly with each licensee in December.